Andrew Wax

Compliance / Surveillance

Andrew Wax is an executive leader with deep expertise in business operations, administration, and financial management across capital markets, investment banking, and fintech. He has a proven track record of building and scaling infrastructure from startup through acquisition, supporting organizations with revenues exceeding $2 billion.

Most recently a Managing Director at Santander US Capital Markets, Andrew led third-party risk, market data, and vendor management for the U.S. Corporate and Investment Banking division, overseeing $46 million in services. He previously held senior leadership roles at Amherst Pierpont Securities, where he played a key role in administration and finance and was instrumental in the firm’s growth and integration into Santander.

Earlier in his career, Andrew was part of two ground-up startup broker-dealers, REDI Markets and Cortview Capital Securities, where he built and managed administrative and operational infrastructures from inception.

Andrew holds an MBA in Finance from the NYU Stern School of Business and a BS in Computer Science from Union College.

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