Is compliance handled separately from execution?

No. OMeT is designed so that reporting, audit capture, and surveillance logic are integrated into a seamless execution workflow.

How is pre-trade anonymity maintained?

The platform is designed to preserve participant anonymity within the execution workflow while maintaining the controls necessary for validation, reporting, and clearing support.

What happens if a trade fails a credit or validation check?

Trades that fail validation are prevented from progressing through the workflow, helping reduce settlement breaks and downstream reporting issues.

Who handles trade reporting?

Trade reporting responsibilities can be structured by workflow and contract design.

What records are captured in the audit workflow?

All trade-related data (including bids, offers, cancellations, modifications, and related workflow-state changes will be recorded as part of the platform's audit and reconciliation architecture.

OMeT SEF

Compliance

CFTC Part 37 / SEF Core Principle Framework

On December 1, 2025, OMeT filed an application with the Commodity Futures Trading Commission (CFTC) to become a registered Swap Execution Facility (SEF). OMeT is working closely with the CFTC to obtain SEF-designation as expeditiously as possible.

Automated workflow from execution through reporting and audit capture.

OMeT is designed to automate the movement of trade data from execution to reporting, reconciliation, and audit records. This process is designed to replace manual ticket entry with straight-through processing and to support timely, accurate regulatory reporting.

Participant Portal

A secure area for approved OMeT Participants and their Authorized Users.
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The portal is engineered to provide verified institutional users with controlled access to compliance resources audit workflow documentation, reporting schemas, and regulatory support artifacts.

→ Onboarding and Participant documentation.
→ Technical specifications, connectivity guides and test-environment access.
→ Your firm's trade history, confirmations and reports.
→ Fee schedule and Participant FAQs.

Access is limited to Authorized Users, with permissions set by firm and role. OMeT SEF's rulebook, regulatory filings, and notices will be publicly available on our Compliance page.

Participant Portal